FREEDOM OF INFORMATION COMMISSION
OF THE STATE OF CONNECTICUT

In the Matter of a Complaint by

FINAL DECISION

Robert Fromer,

 

Complainant

 

 

against

Docket #FIC2000-126

David M. Goebel, Chief Operating Officer,
New London Development Corporation,

 

 

Respondents

July 12, 2000

 

 

 

 

            The above-captioned matter was heard as a contested case on May 11, 2000, at which time the complainant and the respondent appeared, and presented testimony, exhibits and argument on the complaint.

 

            After consideration of the entire record, the following facts are found and conclusions of law are reached:

 

            1.  The respondent is a public agency within the meaning of §1-200(1), G.S.

 

2.  By letter dated March 13, 2000, and filed on March 14, 2000, the complainant appealed to the Commission, alleging that the respondent violated the Freedom of Information [hereinafter “FOI”] Act, by “denying” his request for certain records, by virtue of the letter described in paragraph 6, below.  The complainant requested that the Commission levy the maximum civil penalty against the respondent.

 

3.  It is found that, since December 1999, the complainant and the respondent exchanged a series of letters and e-mails related to the complainant’s original broad request for “access to all information contained in records and files… [and] a copy of all records in all computer files of all employees and officers” of the New London Development Corporation [hereinafter “NLDC”], a public agency subject to the Freedom of Information [hereinafter “FOI”] Act. 

 

4.  It is found that, in compliance with the complainant’s request for “access to all information contained in records and files” the respondent spent considerable time preparing paper records for the complainant’s review, informed the complainant that such records would be available for inspection on January 11, 2000, and that a fee of 50 cents per page would be assessed for any copies the complainant wished.  It is found that such records were available on January 11, 2000, but that the complainant did not appear until March 21, 2000, at which time he took copies totaling $3.50, but refused to pay for such copies.  

 

5.  It is found that, as a result of the correspondence described in paragraphs 3 and 4, above, the complainant narrowed his request with respect to the requested computer records.  Specifically, it is found that, by e-mail dated March 1, 2000, the complainant requested copies of print screens displaying the file names of all NLDC computer records [hereinafter “print screens”].   The complainant contended that the cost of providing such copies should be “nil”, estimating that the time to produce such copies would be approximately one minute. 

 

6.  It is found that, by letter dated March 6, 2000, the respondent informed the complainant that he would not begin work on the request described in paragraph 5, until the complainant provided the respondent with payment, as described in a January 31, 2000, letter.  It is further found that, by such letter dated January 31, 2000, the respondent estimated that the cost of complying with a request identical to that described in paragraph 5, above, was approximately $1800, and that such estimate was based on the respondent’s belief that it would be necessary to open electronic folders and redact information prior to printing copies of multiple screens.  

 

7.  It is found that, by letter dated March 9, 2000, the complainant suggested to the respondent that performing the requested copying functions would take approximately one minute and that any copy charge would be minimal; by such letter, the complainant requested a fee waiver pursuant to §1-212(b), G.S., contending that compliance with the request would benefit the general welfare.  

 

8.  It is found that, by letter dated March 14, 2000, the respondent informed the complainant that he had provided the complainant with his best estimate of costs and that no work would be performed until payment was received. 

 

9.  It is concluded that the requested print screens are computer stored public records within the meaning of §1-211(a), G.S.                                         

 

10.  It is found that, contrary to the respondent’s belief, it is not necessary to open folders and redact information, as suggested by the respondent and described in paragraph 6, above, in order to comply with the request described in paragraph 5, above.  However, it is also found that the respondent’s error in such regard was due to a mistaken understanding of the request and the means necessary to comply with it, rather than an attempt on his part to inflate the estimate.  At the hearing in this matter, the respondent testified that, should the actual cost of complying with the request be less than the estimated cost, he would provide a refund to the complainant.

 

11.  Section 1-211(a), G.S., provides in relevant part:

 

"[a]ny public agency which maintains public records in a computer storage system shall provide, to any person making a request pursuant to the [FOI] Act, a copy of any nonexempt data contained in such records, properly identified, on paper, disk, tape or any other electronic storage device or medium requested by the person, if the agency can reasonably make such copy or have such copy made.  Except as otherwise provided by state statute, the cost for providing a copy of such data shall be in accordance with the provisions of section 1-212."

           

12.   Section 1-212, G. S., provides in relevant part:

 

(a) [a]ny person applying in writing shall receive, promptly upon request, a plain or certified copy of any public record.  The fee for any copy provided in accordance with the [FOI] Act…shall not exceed fifty cents per page….

 

(b)  The fee for any copy provided in accordance with subsection (a) of section 1-211 shall not exceed the cost thereof to the public agency….  In determining such costs for a copy, other than for a printout, which exists at the time that the agency responds to the request for such copy, an agency may include only:

 

(1)  An amount equal to the hourly salary attributed to all agency employees engaged in providing the requested computer-stored public record, including their time performing the formatting or programming functions necessary to provide the copy as requested, but not including search or retrieval costs except as provided in subdivision (4) of this subsection;

 

(2)  An amount equal to the cost to the agency of engaging an outside professional electronic copying service to provide such copying services, if such service is necessary to provide the copying as requested;

 

(3)  The actual cost of the storage devices or media provided to the person making the request in complying with such request; and

 

(4)  The computer time charges incurred by the agency in providing the requested computer-stored public record where another agency or contractor provides the agency with computer storage and retrieval services….

 

(c)  A public agency may require the prepayment of any fee required or permitted under the Freedom of Information Act if such fee is estimated to be ten dollars or more….

 

(d)  The public agency shall waive any fee provided for in this section when:

 

…(3)  In its judgment, compliance with the applicant's request benefits the general welfare.

 

13.  It is concluded that §1-212(d)(3), G.S., provides a public agency with the discretion to waive copying fees if it believes compliance with the request would benefit the general welfare.  It is found that the respondent has reasonably determined that compliance with the request would not benefit the general welfare.  Further, it is concluded that nothing in §1-212(d)(3), G.S., authorizes the Commission to require that the respondent waive copying fees once the respondent has determined that compliance would not benefit the public interest.  

 

14.  It is found that the requested copies of print screens constitute “printouts” within the meaning of §1-212(b), G.S.  Accordingly, it is concluded that the respondent may appropriately assess a fee not exceeding 50 cents per page, pursuant to §1-212(a), G.S.  

 

            15.  Further, it is concluded that, to the extent that the respondent must perform “formatting or programming functions” within the meaning of §1-212(b)(1), G.S. or “engage an outside professional electronic copying service to provide such copying services,” if such service cannot be provided in-house, especially with respect to older computer stored records, the respondent may assess the fees allowed by statute. 

 

16.  It is further found that the estimated cost of compliance will exceed $10.  Accordingly, it is concluded that, pursuant to §1-212(c), G.S., the respondent may require prepayment before complying with the request.  

 

17.  It is also found that the respondent has acted reasonably throughout this matter in  complying with the complainant’s requests.     

 

18.  Based upon the facts and circumstances of this case, it is concluded that the respondent did not violate the FOI Act, as alleged in the complaint.

 

 

 

The following order by the Commission is hereby recommended on the basis of the record concerning the above-captioned complaint:

 

 

 

1.  The complaint is hereby dismissed.

 

2.  The complainant is advised that, pursuant to §1-206(b)(2), G.S., “if the commission finds that a person has taken an appeal frivolously, without reasonable grounds and solely for the purpose of harassing the agency from which the appeal has been taken, after such person has been given an opportunity to be heard at a hearing conducted in accordance with sections 4-176e to 4-184, inclusive, the commission may, in its discretion, impose against that person a civil penalty of not less than twenty dollars nor more than one thousand dollars.” 

 

 

 

 

Approved by Order of the Freedom of Information Commission at its regular meeting of

July 12, 2000.

 

 

 

_________________________

Melanie R. Balfour

Acting Clerk of the Commission

 


PURSUANT TO SECTION 4-180(c), G.S., THE FOLLOWING ARE THE NAMES OF EACH PARTY AND THE MOST RECENT MAILING ADDRESS, PROVIDED TO THE FREEDOM OF INFORMATION COMMISSION, OF THE PARTIES OR THEIR AUTHORIZED REPRESENTATIVE.

 

THE PARTIES TO THIS CONTESTED CASE ARE:

 

 

Robert Fromer

PO Box 697

New London, CT  06320

 

 

David M. Goebel, Chief Operating Officer, New London Development Corporation

c/o Atty. Steven D. Ecker

Cowdery, Ecker & Murphy LLC

750 Main Street

Hartford, CT  06103

 

 

 

 

__________________________

Melanie R. Balfour

Acting Clerk of the Commission

 

FIC2000-126FD/mrb/07/13/00